From a Sarbanes Oxley perspective can a member of the Audit Committee get paid for providing advisory services
Question : From a Sarbanes Oxley perspective can a member of the Audit Committee get paid for providing advisory services
sarbanes oxley audit
Best answer:
Answer by Jason S
According to Sarbanes Oxley, auditors are prohibited from the following:
(1) bookkeeping or other services related to the accounting records or financial statements of the audit client;
(2) financial information systems design and implementation;
(3) appraisal or valuation services, fairness opinions, or contribution-in-kind reports;
(4) actuarial services;
(5) internal audit outsourcing services;
(6) management functions or human resources;
(7) broker or dealer, investment adviser, or investment banking services;
(8) legal services and expert services unrelated to the audit; and
(9) any other service that the Board determines, by regulation, is impermissible.
Any other services have to be pre-approved by the audit committee.